Operations Training

How to process a distribution from a client's Pershing account with standing ACH/ tax instructions on file. Where to locate and how to fill out the forms required to take a withdrawal from a client's Pershing account. How to follow up on pending distributions.

How to process general account maintenance requests on a client's Schwab or Pershing account. Includes: Change of Address, Update Beneficiary Designations, and Change of Name.

Lipsum

How to monitor the status feed in Schwab Advisor Center. The various steps taken to take care of different requests/ different processing stages.

How to process the paperwork to take a withdrawal/ RMD from a client's AIG annuity. Various ways to follow up on status of the distribution request.

How to process an account transfer (ACAT/ non-ACAT) to a client's Schwab or Pershing account. Steps required to follow up on completion of transfer.

How to process a distribution from a client's Schwab account with standing ACH/ tax instructions on file. Where to locate and how to fill out the forms required to take a withdrawal from a client's Pershing account. How to follow up on pending distributions.

The required steps for opening a new client account in Schwab. Illustrates the forms and information necessary before opening an account, how to pre-populate information, the required disclosures, the multiple platforms and resources used, and how to send out documents to the client via e-signature platforms.

How to process the paperwork to take a withdrawal/ RMD from a client's Allianz annuity. Various ways to follow up on status of the distribution request.

How to monitor the alerts feed in Schwab Advisor Center. The various steps taken to resolve different alerts.